Blogs
Posts by Felix Blumer, Lead Regulatory Expert
Out of war and warming: Unified capital markets in the EU?
The EU faces rising security and climate challenges, renewing focus on the Capital Markets Union to strengthen Europe’s financial and economic resilience.
Where data gets your Shareholding Disclosure wrong
As part of our LEADR series covering the five pillars of Shareholding Disclosure, learn the importance of data & how it is a foundational pillar for compliance.
Short Selling Regulation Review: Our Response to the Call for Evidence
FundApps' letter to His Majesty’s Treasury (HMT) after a call for evidence was issued to improve the UK’s Short Selling Regulation (SSR).
Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach
A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.
SEC: Changes to Private Fund Reporting for US Investment Advisers
On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’). Read more about these regulatory updates that may affect you directly.
The EU’s MiCA - the ‘Mini-MiFID’
In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.