Blogs
Posts tagged with Shareholding Disclosure
Regulation in motion: Looking back at 2025 and preparing for 2026
A view on global regulation in 2026, covering SEC priorities, geopolitical risk, AI governance, and how compliance teams can prepare for rising complexity.
US regulation watch: Will 13f-2 be delayed again?
The latest on the SEC's 13f-2, including delays, challenges, and the upcoming February 2026 deadline - and why investment managers must stay prepared.
REGION LEADR: big Shareholding Disclosure takeaways for key regions
Explore key takeaways from Let's Talk: LEADR webinar, covering key regions like Japan, the EU, & the US and stay informed on regulatory changes & market trends.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
The new US short selling rules: what’s going to be difficult for compliance officers?
New US short selling rules bring challenges for compliance officers: expanded reporting, XML filings, issuer thresholds, and daily position tracking.
Why (proper) shareholding disclosure doesn't end at delegation
Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.