Shareholding Disclosure
Configurable Investment Monitoring
Our Investment Monitoring service lets teams configure rules to track portfolios and entities, triggering early warnings for internal/client limits.
Monitor US investment company restrictions
The 12d rule focuses on mitigating the risk of crossing the 3% restriction, primarily concerning US ETFs.
Consolidated data
Takeover panel information, short selling lists, FIRDS information and issuer-specific data is automatically sourced making data accessible and usable.
Rule coverage
Our in-house regulatory experts take aosphere's legal and regulatory interpretation and code them into a single set of always up-to-date rules used by all our clients.
Results dashboard
Focus efforts, and maintain efficiency where it counts by using a concise daily summary of what needs to be done and what's to come including custom rule alerts and access to historical data.
Automated aggregation
Accurately and automatically aggregate positions from entity to portfolio level, as well as by ownership type (legal, voting, management).
What’s next for 13f-2?
SEC extends Form SHO filing deadline to February 2026 amid legal challenges, leaving investment managers with compliance uncertainties and new regulations to navigate in 2025.
Cheers to 2024, and Onwards to 2025
Reflecting on a successful 2024, FundApps celebrates growth, community engagement, and prepares for an even more transformative 2025 in compliance technology.
Senior Voices, Big Insights: Compliance LEADR 2024 in review
Highlights from Compliance LEADR 2024, where experts discussed the future of regulatory compliance at London’s Royal Lancaster Hotel.