Shareholding Disclosure
Corporate Actions impacts Shareholding Disclosure...
Anticipate current and upcoming events to avoid missed disclosures due to key corporate actions in your investments.
Configurable Investment Monitoring
Our Investment Monitoring service lets teams configure rules to track portfolios and entities, triggering early warnings for internal/client limits.
Monitor US investment company restrictions
The 12d rule focuses on mitigating the risk of crossing the 3% restriction, primarily concerning US ETFs.
Consolidated data
Takeover panel information, short selling lists, FIRDS information and issuer-specific data is automatically sourced making data accessible and usable.
Rule coverage
Our in-house regulatory experts take aosphere's legal and regulatory interpretation and code them into a single set of always up-to-date rules used by all our clients.
Results dashboard
Focus efforts, and maintain efficiency where it counts by using a concise daily summary of what needs to be done and what's to come including custom rule alerts and access to historical data.
Automated aggregation
Accurately and automatically aggregate positions from entity to portfolio level, as well as by ownership type (legal, voting, management).
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
REGION LEADR: Big Shareholding Disclosure Takeaways for Key Regions
Explore the key takeaways from Let's Talk: LEADR webinar, covering key regions like India, Japan, the EU, and the US. Stay informed on regulatory changes and market trends.
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.