Shareholding Disclosure
Configurable Investment Monitoring
Our Investment Monitoring service lets teams configure rules to track portfolios and entities, triggering early warnings for internal/client limits.
Monitor US investment company restrictions
The 12d rule focuses on mitigating the risk of crossing the 3% restriction, primarily concerning US ETFs.
Consolidated data
Takeover panel information, short selling lists, FIRDS information and issuer-specific data is automatically sourced making data accessible and usable.
Rule coverage
Our in-house regulatory experts take aosphere's legal and regulatory interpretation and code them into a single set of always up-to-date rules used by all our clients.
Results dashboard
Focus efforts, and maintain efficiency where it counts by using a concise daily summary of what needs to be done and what's to come including custom rule alerts and access to historical data.
Automated aggregation
Accurately and automatically aggregate positions from entity to portfolio level, as well as by ownership type (legal, voting, management).
All you need to know this month: announcements, filings and obligations
Stay updated on compliance with SEC rules, EDGAR Next, and Japan's FEFTA revisions, plus news on our keynote speaker at Compliance Connect and FundApps' new Chairman.
EDGAR Next is here
The SEC’s new filing system, EDGAR Next, will go live in September for managers everywhere. Compliance is required by September 15th.
The Comeback, the Capital, the Case Study
FundApps secures major investment to fuel growth, Compliance Connect 2025 heads to New York, and a Hong Kong hedge fund scales globally with automation.