Read about their experience of our Shareholding Disclosure and Position Limit services.
Find out more about the Australian Securities and Investments Commission.
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Global Jurisdictions: legal information from aosphere (an affiliate of Allen & Overy); interpreted by a dedicated “Regspert” team; approved by the FundApps Community
Regulatory Lists: providing essential data as often as every 3 hours; includes takeover panel lists, ESMA’s FIRDS database, SEC’s 13F list and more
Rules: automating checks for major shareholding, SEC’s Section 13, short selling, takeover panels, issuer limits, issuer requests
Disclosure Documents: rapid reporting with many pre-populated forms for the relevant regulator
Easily and securely upload
your positions data to our
cloud-based platform
Have your data analysed in a matter of
minutes and be automatically notified of
any required disclosures
Simply file your disclosures with
our automatically generated
and pre-populated forms
Accurate monitoring of shareholding disclosure obligations is impossible without high quality, clean, and workable data, the likes of which compliance teams everywhere struggle sourcing from various providers. Through crowdsourced information, advantages of the FundApps Community, and source file corrections, the risk associated with regulatory data is eliminated.
The FundApps rules engine is a reflection of the core philosophies that drive our services - strength in community, regulatory compliance expertise, and task automation. With a best-in-industry jurisdictional coverage and deep rules library, FundApps users are free to trade globally without concern.
FundApps is a true Compliance-as-a-Service company, automating the monitoring and disclosure of regulatory filings for investment management companies of all sizes and scopes. With a clean, intuitive user interface, and a task oriented user experience, compliance professionals are able to efficiently manage obligations and mitigate risk.
Every ad-hoc request from a regulator and required daily filing presents another opportunity for a mistake resulting in a fine and reputational damage. That’s why FundApps has established partnerships for bolstered coverage and automated connections to regulators like ASIC, giving clients and end-users peace of mind, knowing mistakes are prevented and time is saved.
Clients use our service to avoid fines and disclaimers to investors on their Form ADV. One-in-two users report that we have at least halved, if not completely relieved, their daily concern regarding the management of Shareholding Disclosure.
Clients use our service to reduce the amount of time and effort they spend managing Shareholding Disclosure. One-in-two estimate that we have helped to introduce daily time savings of 50% on average.
Clients use our service to move away from error-prone and unreliable systems and processes. 100% of clients associate high operational risk with their internal systems and two out of three clients have legacy systems they go on to retire after making the switch to FundApps.
Clients use our service to maintain an audit of their actions. 100% of live clients report that our service has proven useful in demonstrating appropriate due diligence and meeting regulatory obligations.
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