Blogs

Posts by Liam Driscoll
LEADR: 5 Pillars of Shareholding Disclosure | FundApps

LEADR: 5 Pillars of Shareholding Disclosure | FundApps

Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.

Why you should care about the latest SEC disclosure regulations

Why you should care about the latest SEC disclosure regulations

The latest SEC disclosure regulations have brought significant changes to beneficial ownership reporting and short sale disclosure rules.

Why Derivatives Limit Monitoring Needs Automation

Why Derivatives Limit Monitoring Needs Automation

Any process that requires manual intervention to maintain, takes an inordinate amount of effort to keep working effectively.

Changes to Section 13 & Short Sale Requirements | FundApps

Changes to Section 13 & Short Sale Requirements | FundApps

Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.

SEC Proposes Short Sale Disclosure Rule | FundApps

SEC Proposes Short Sale Disclosure Rule | FundApps

Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.

2021: Year in Review

2021: Year in Review

As 2021 draws to a close and we get excited to kick off a new year, we’re taking a moment to reflect on what we have achieved over the past 12 months.

New CFTC Rules - Know Your Position Limits

New CFTC Rules - Know Your Position Limits

Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.

Our Journey so far in New York | FundApps

Our Journey so far in New York | FundApps

We now have our own office spaces in New York City. Discover more about our team across the pond, and how it continues to expand and attract global talent.

How FundApps’ Client Services Supports Some of the Largest Financial Institutions in the World

How FundApps’ Client Services Supports Some of the Largest Financial Institutions in the World

5 tips on how to scale a Client Services team while providing excellent global support. Covers implementation, account management and client experience (CX).