Blogs
Posts by Liam Driscoll
Would you make the cut with your Sensitive Industries knowledge?
Dive into the cultural influences and intricacies of the Olympic Games, which have parallels with Sensitive Industries in terms of dominant countries and diverse qualifying ...
REGION LEADR: Big Shareholding Disclosure Takeaways for Key Regions
Explore the key takeaways from Let's Talk: LEADR webinar, covering key regions like India, Japan, the EU, and the US. Stay informed on regulatory changes and market trends.
LEADR: 5 Pillars of Shareholding Disclosure | FundApps
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.
Why you should care about the latest SEC disclosure regulations
The latest SEC disclosure regulations have brought significant changes to beneficial ownership reporting and short sale disclosure rules.
Why Derivatives Limit Monitoring Needs Automation
Any process that requires manual intervention to maintain, takes an inordinate amount of effort to keep working effectively.
Changes to Section 13 & Short Sale Requirements | FundApps
Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.
SEC Proposes Short Sale Disclosure Rule | FundApps
Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.
2021: Year in Review
As 2021 draws to a close and we get excited to kick off a new year, we’re taking a moment to reflect on what we have achieved over the past 12 months.
New CFTC Rules - Know Your Position Limits
Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.