The latest SEC disclosure regulations have brought significant changes to beneficial ownership reporting and short sale disclosure rules.
Any process that requires manual intervention to maintain, takes an inordinate amount of effort to keep working effectively.
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
The Securities and Exchange Commission proposed new Rule 13f-2 to increase market transparency regarding short selling.
As 2021 draws to a close and we get excited to kick off a new year, we’re taking a moment to reflect on what we have achieved over the past 12 months.
Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.
This week we are celebrating FundApps being all grown up on the other side of the pond, as we've officially moved out of coworking spaces and into our very own office in New ...
5 tips on how to scale a Client Services team while providing excellent global support. Covers implementation, account management and client experience (CX).
Call for ESMA to impose position limits on carbon emissions amidst hedge fund speculation.