Blogs
Posts by Liam Driscoll
LEADR: Shareholding Disclosure's 5 Pillars
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership.
Why you should care about the latest SEC disclosure regulations
The latest SEC disclosure regulations have brought significant changes to beneficial ownership reporting and short sale disclosure rules.
Why Derivatives Limit Monitoring Needs Automation
Any process that requires manual intervention to maintain, takes an inordinate amount of effort to keep working effectively.
SEC Proposes Changes to Section 13 and Short Sale Requirements
Dave Polonsky gives a run through of the new, proposed changes to beneficial ownership and short-selling reporting by the SEC.
SEC Proposes Short Sale Disclosure Rule
The Securities and Exchange Commission proposed new Rule 13f-2 to increase market transparency regarding short selling.
2021: Year in Review
As 2021 draws to a close and we get excited to kick off a new year, we’re taking a moment to reflect on what we have achieved over the past 12 months.
New CFTC Rules - Know Your Position Limits
Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.
Our journey (so far) in the Big Apple 🍎
This week we are celebrating FundApps being all grown up on the other side of the pond, as we've officially moved out of coworking spaces and into our very own office in New ...
How FundApps’ Client Services Supports Some of the Largest Financial Institutions in the World
5 tips on how to scale a Client Services team while providing excellent global support. Covers implementation, account management and client experience (CX).