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ASIC finalises beneficial ownership disclosure rules: what changed, and what managers can expect

ASIC finalises beneficial ownership disclosure rules: what changed, and what managers can expect

ASIC has finalised the rules for Australia's substantial holding regime. What changed from the draft, and what managers need to know before December 2026.

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A single field cost Deutsche Bank $2 million dollars. Here's how.
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AIFMD II: what's changing, and what comes next
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ASIC finalises beneficial ownership disclosure rules: what changed, and ...
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From order to filing: Fixing the data quality gap in Shareholding ...
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Latest articles

A single field cost Deutsche Bank $2 million dollars. Here's how.

A single field cost Deutsche Bank $2 million dollars. Here's how.

ASIC fined Deutsche Bank $2m over one mis-reported data field. With Australia's derivative disclosure reforms landing in December, the warning is timely.

AIFMD II: what's changing, and what comes next

AIFMD II: what's changing, and what comes next

AIFMD II is now in force, with the biggest reporting changes still to come. Here's what's changing, what to expect next, and where the UK is diverging.

ASIC finalises beneficial ownership disclosure rules: what changed, and what managers can expect

ASIC finalises beneficial ownership disclosure rules: what changed, and what managers can expect

ASIC has finalised the rules for Australia's substantial holding regime. What changed from the draft, and what managers need to know before December 2026.

From order to filing: Fixing the data quality gap in Shareholding Disclosure

From order to filing: Fixing the data quality gap in Shareholding Disclosure

Learn how the Aladdin–FundApps integration improves data quality, auditability and efficiency across the shareholding disclosure workflow.

So you want to trade in a new jurisdiction?

So you want to trade in a new jurisdiction?

Entering a new jurisdiction triggers a sequence of obligations. Here's what needs to be in place before trade one, and what it looks like when it isn't.

Three problem areas growing funds aren't watching closely enough

Three problem areas growing funds aren't watching closely enough

Sanctioned ETF issuers, multi-jurisdictional disclosures, and two UK regulatory shifts within a week - why compliance gaps catch investment teams off guard more often than ...

Sensitive industry monitoring: four markets, four different problems

Sensitive industry monitoring: four markets, four different problems

Sensitive industry rules are a separate obligation. Here's what that looks like across four markets.

The UK's new position limits regime: what changes on 6 July

The UK's new position limits regime: what changes on 6 July

The FCA is replacing its MiFID II-derived position limits framework with a new exchange-led model. Here's what firms need to know before 6 July.

Stuck in the middle with you: Meta, Manus and the new reality of cross border tech deals

Stuck in the middle with you: Meta, Manus and the new reality of cross border tech deals

The Meta-Manus deal looked clean on paper. It wasn't. Here's what that means for compliance teams monitoring sensitive technology exposure.