| CFTC

New CFTC Rules - Know Your Position Limits

Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.

by Kallie Price Dec 6, 2021 Read More

CFTC clamps down on Position Limits violations

CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.

by Frederick Godsell Oct 21, 2021 Read More

Webinar: CFTC Rule Changes & Cross-Exchanges Limits

In this webinar recording our team discuss the upcoming CFTC rule changes and cross-exchange limits under the CFTC and MiFID II.

by Kallie Price Mar 4, 2021 Read More

CFTC Federal Position Limits on Economically Equivalent Swaps

In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on “economically equivalent swaps”.

by Ralitza Pangeva Feb 18, 2021 Read More

How does the CFTC’s Final Rule on Position Limits impact US exchanges?

We explore the changes set out by the CFTC’s Final Rule on Position Limits, specifically looking at the impact on exchange-imposed Position Limits across US exchanges (e.g. CME, CBOE, CFE, CBOT, COMEX, NYBOT, NYMEX).

by Linsey Cobban Feb 17, 2021 Read More

The Final Rule: Updates to the CFTC’s Federal Position Limits

In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position limits.

by Eliza Adriani Feb 11, 2021 Read More

CFTC Position Limits - An Overview of the Changes

An overview of the CFTC’s Final Rule including updated federal position limits on 25 core referenced futures contracts as well as updates to exchange-set limits and rules on economically equivalent swaps.

by Nick Krzywkowski Jan 21, 2021 Read More

CFTC and MiFID II Position Limits

With the impending implementation of MiFID II, many questions are still unanswered.

by Ben Richards Jul 5, 2017 Read More

How are CFTC Position Limits calculated?

In the US, the CFTC makes provisions for the exchanges to set the specific position limits that can be accumulated by the market participant on their exchange.

by Ben Richards May 25, 2017 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

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Resources

New CFTC Rules - Know Your Position Limits

CFTC clamps down on Position Limits violations

Webinar: CFTC Rule Changes & Cross-Exchanges Limits

CFTC Federal Position Limits on Economically Equivalent Swaps

How does the CFTC’s Final Rule on Position Limits impact US exchanges?

The Final Rule: Updates to the CFTC’s Federal Position Limits

CFTC Position Limits - An Overview of the Changes

CFTC and MiFID II Position Limits

How are CFTC Position Limits calculated?

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