Previously using an on-premise solution, this Chicago-based asset manager made the switch to FundApps in 2019 when they realised the time savings that their Compliance and IT teams could achieve with a cloud-based, managed service.
The European Banking Authority (EBA) published an analysis of the RegTech landscape in the EU highlighting key opportunities and challenges.
Understand delegator relationships across corporate hierarchies and global jurisdictions, and how they impact shareholding disclosures.
Improve your team's productivity 3 fold by adopting a cloud-native architecture and have your team focus on delivering new and better products.
Automate aggregation requirements for entities that have delegated management or voting authority.
The European Securities and Markets Authority (ESMA) intends to permanently lower the disclosure threshold for net short positions to 1%.
Australian short selling reporting to the Australian Securities & Investments Council (ASIC) through the Foreign Investment eXchange (FIX) protocol ‘position report’ messages.
Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities and Exchange Act of 1934 (SEA).
Hong Kong regulator Securities and Futures Commission (SFC) issues fine for failure to ensure short position reports (SPRs) under the Securities and Futures Short Position Reporting Rules (SPR Rules).
Keeping pace with all of the regulatory changes that took place as the result of Brexit was no easy task, as we discovered over the past 18 months! Here are 6 key things that we learnt throughout the process.
Innovative technologies have transformed the financial industry at all levels, and the compliance officer's role is no different.
Our Compliance-as-a-Service Shareholding Disclosure solution wins The Best Solution - Shareholding & Position Reporting in the Regulation Asia Awards for Excellence 2020
