The long-anticipated lowering of the threshold for short disclosure is coming into effect by the end of the month.
The influence of the sunk cost fallacy and the feature positive effect on the buy vs build decision for shareholding disclosure monitoring.
BennBridge, a multi-boutique investment manager, began using FundApps’ Shareholding Disclosure platform in 2019, when their rapid growth led them to look for a best-in-class solution with global rule coverage.
The European Securities and Markets Authority (ESMA) proposes a permanent lowering of the net short position threshold under the EU Short Selling Regulation (SSR).
Previously using an on-premise solution, this Chicago-based asset manager made the switch to FundApps in 2019 when they realised the time savings that their Compliance and IT teams could achieve with a cloud-based, managed service.
The European Banking Authority (EBA) published an analysis of the RegTech landscape in the EU highlighting key opportunities and challenges.
Understand delegator relationships across corporate hierarchies and global jurisdictions, and how they impact shareholding disclosures.
Improve your team's productivity 3 fold by adopting a cloud-native architecture and have your team focus on delivering new and better products.
Automate aggregation requirements for entities that have delegated management or voting authority.
The European Securities and Markets Authority (ESMA) intends to permanently lower the disclosure threshold for net short positions to 1%.
Australian short selling reporting to the Australian Securities & Investments Council (ASIC) through the Foreign Investment eXchange (FIX) protocol ‘position report’ messages.
Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities and Exchange Act of 1934 (SEA).
