Our Compliance-as-a-Service Shareholding Disclosure solution wins The Best Solution - Shareholding & Position Reporting in the Regulation Asia Awards for Excellence 2020
Here we discuss FCA’s position on Brexit and the impact of Brexit on the Substantial Shareholding Disclosure regime, the EU Short Selling regulation, takeovers panels, sensitive industries and foreign ownership rules.
Part of our new FundApps Academy, The Transparency Directive Seminar is an online course that will enable you to navigate the TDA with confidence.
Here we highlight some of the most commonly overlooked aspects of Shareholding Disclosure and how they can lead to the risk of fines and reputational damage.
Vontobel, the Swiss private banking, asset and investment management group, partners with FundApps to meet their shareholding disclosure requirements.
As financial markets continue to globalise, the changing nature of regulatory requirements means that firms' approaches to compliance must be reconsidered.
FundApps has achieved Select Technology Partner Status in the AWS Partner Network, the global partner programme for businesses using Amazon Web Services.
In part 3 of this popular series we look at the likely costs you will incur if you choose to go with a Software-as-a-Service (SaaS) provider.
A favourite amongst Spanish Banks, SCRIP dividends allow investors the option to receive additional shares instead of receiving a cash dividend.
Canada’s largest privately-owned Asset Manager, established in 1982, uses FundApps’ Shareholding Disclosure service.
The gap between practice and regulatory interpretation can be closed by having a common interpretive framework, codified in a single rule set, with an ability for collaboration.
Due to the adverse effects of the COVID-19 pandemic, ESMA has renewed its decision requiring net short position holders to report positions of 0.1% and above.
