Deka Investment selects FundApps for their Shareholding Disclosure reporting
Deka Investment, subsidiary of DekaBank, has partnered with FundApps to monitor its shareholding disclosure requirements.
by Owen Murphy Apr 7, 2021
Read More
Deka Investment, subsidiary of DekaBank, has partnered with FundApps to monitor its shareholding disclosure requirements.
Special Purpose Acquisition Companies (SPACs) are on the rise, but SPAC data providers are not about to provide necessary SPAC reporting under Section 13 of the Securities and Exchange Act of 1934 (SEA).
Hong Kong regulator Securities and Futures Commission (SFC) issues fine for failure to ensure short position reports (SPRs) under the Securities and Futures Short Position Reporting Rules (SPR Rules).
Keeping pace with all of the regulatory changes that took place as the result of Brexit was no easy task, as we discovered over the past 18 months! Here are 6 key things that we learnt throughout the process.
Innovative technologies have transformed the financial industry at all levels, and the compliance officer's role is no different.
Our Compliance-as-a-Service Shareholding Disclosure solution wins The Best Solution - Shareholding & Position Reporting in the Regulation Asia Awards for Excellence 2020
Here we discuss FCA’s position on Brexit and the impact of Brexit on the Substantial Shareholding Disclosure regime, the EU Short Selling regulation, takeovers panels, sensitive industries and foreign ownership rules.
Part of our new FundApps Academy, The Transparency Directive Seminar is an online course that will enable you to navigate the TDA with confidence.
Here we highlight some of the most commonly overlooked aspects of Shareholding Disclosure and how they can lead to the risk of fines and reputational damage.
Vontobel, the Swiss private banking, asset and investment management group, partners with FundApps to meet their shareholding disclosure requirements.
As financial markets continue to globalise, the changing nature of regulatory requirements means that firms' approaches to compliance must be reconsidered.
FundApps has achieved Select Technology Partner Status in the AWS Partner Network, the global partner programme for businesses using Amazon Web Services.
