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Keep up to date with our latest blog posts, webinars and whitepapers.

    Compliance as a Service

    In this paper, Andrew White, CEO and Founder of FundApps, and Karl Schindler, Lead Regulatory Expert at FundApps, explore advancements in compliance-related technology brought on by the increased use of cloud software, data standardisation and a new application of the software as a service (SaaS) model: compliance as a service (CaaS).

    by Andrew White Apr 30, 2019 Read More

    Transparent Shorts

    Across the globe, every country with a stock exchange has some form of major shareholding (US: beneficial ownership) disclosure regulation. Despite the EU, Australia, Hong Kong, Japan, Korea etc. all having short disclosure systems, the US stands nearly alone in having no such disclosure requirement.

    by Andrew White Mar 19, 2018 Read More

    What is RegTech?

    What does RegTech mean? You may well have heard of FinTech, but what on earth is RegTech? Lots of industry pundits are tipping RegTech to be the new FinTech… But that’s not strictly the case.

    by Andrew White Aug 16, 2017 Read More

    FCA gets serious...

    The FCA is slowly but surely clarifying and reinforcing what they expect and what the ramifications of failing to comply will mean. In a recent speech, Mark Steward, Director of Enforcement and Market Oversight at the FCA made some very interesting points.

    by Andrew White Jun 14, 2017 Read More
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