Resources

Vendor Risks Financial Institutions are Facing in 2022

While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.

by Andrew White Jul 7, 2022 Read More

I could hire somebody for that!

FundApps CEO, Andrew White, responds to the often heard, 'We can hire someobody for that!' objection.

by Andrew White Mar 22, 2022 Read More

Do You Know Your Total Cost of Ownership? (Part 3: Software as a Service)

In part 3 of this popular series we look at the likely costs you will incur if you choose to go with a Software-as-a-Service (SaaS) provider.

by Andrew White Oct 26, 2020 Read More

Do You Know Your Total Cost of Ownership? (Part 2: On Prem)

Here we look at the potential TCO for purchasing an off-the-shelf system that will be installed on your own servers (so called “On Premises” or “On-Prem”).

by Andrew White Sep 8, 2020 Read More

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

In our experience TCO is something that financial institutions are shockingly bad at calculating/estimating. The larger the institution the more difficult it becomes.

by Andrew White Jun 29, 2020 Read More

CaaS: The Challenges of Data Sourcing

This blog series looks at how compliance can be automated & how ‘compliance as a service’ (CaaS) has become a reality. Here we focus on the challenges around data sourcing.

by Andrew White Apr 28, 2020 Read More

Serious About Compliance? Don't Use Excel!

Here we list 5 reasons why Excel is not fit for purpose for compliance monitoring.

by Andrew White Nov 18, 2019 Read More

Doing RegTech Right

Here are 5 key factors that we believe are vital in deciding if a vendor is “doing RegTech right”.

by Andrew White Oct 4, 2019 Read More

Goodbye “proof of concept”, hello “proof in numbers”

Do your due diligence to the level of comfort you require, take some reference calls, trust strength in numbers and join the FundApps compliance community!

by Andrew White Jul 8, 2019 Read More

In this paper, Andrew White, CEO and Founder of FundApps, and Karl Schindler, Lead Regulatory Expert at FundApps, explore advancements in compliance-related technology brought on by the increased use of cloud software, data standardisation and a new application of the software as a service (SaaS) model: compliance as a service (CaaS).

by Andrew White Apr 30, 2019 Read More

The cost of not doing it right... in 2018

The Financial Services Commission (FSC) has fined Goldman Sachs for short-selling without securing underlying assets.

by Andrew White Nov 29, 2018 Read More

Transparent Shorts

Across the globe, every country with a stock exchange has some form of major shareholding (US: beneficial ownership) disclosure regulation.

by Andrew White Mar 19, 2018 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

Join our Compliance Community

Become a FundApper!

Vendor Risks Financial Institutions are Facing in 2022

I could hire somebody for that!

Do You Know Your Total Cost of Ownership? (Part 3: Software as a Service)

Do You Know Your Total Cost of Ownership? (Part 2: On Prem)

Do You Know Your Total Cost of Ownership? (Part 1: BYO)

CaaS: The Challenges of Data Sourcing

Serious About Compliance? Don't Use Excel!

Doing RegTech Right

Goodbye “proof of concept”, hello “proof in numbers”

Compliance as a Service

The cost of not doing it right... in 2018

Transparent Shorts

Recent Posts

Stay in the know!

LONDON
OFFICE

NEW YORK
OFFICE

SINGAPORE OFFICE

COMMUNITY RESOURCES

Love what you see?
Stay up-to-date with the latest regulatory updates and FundApps news delivered straight to your inbox!

Follow us