Vendor Risks Financial Institutions are Facing in 2022
While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
Read about their experience of our Shareholding Disclosure and Position Limit services.
Find out more about the Australian Securities and Investments Commission.
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While having few vendors is logical, our blog provides some strong counter arguments as to why having a selection of strong vendors is the best way forward.
FundApps CEO, Andrew White, responds to the often heard, 'We can hire someobody for that!' objection.
In part 3 of this popular series we look at the likely costs you will incur if you choose to go with a Software-as-a-Service (SaaS) provider.
Here we look at the potential TCO for purchasing an off-the-shelf system that will be installed on your own servers (so called “On Premises” or “On-Prem”).
In our experience TCO is something that financial institutions are shockingly bad at calculating/estimating. The larger the institution the more difficult it becomes.
This blog series looks at how compliance can be automated & how ‘compliance as a service’ (CaaS) has become a reality. Here we focus on the challenges around data sourcing.
Here we list 5 reasons why Excel is not fit for purpose for compliance monitoring.
Here are 5 key factors that we believe are vital in deciding if a vendor is “doing RegTech right”.
Do your due diligence to the level of comfort you require, take some reference calls, trust strength in numbers and join the FundApps compliance community!
In this paper, Andrew White, CEO and Founder of FundApps, and Karl Schindler, Lead Regulatory Expert at FundApps, explore advancements in compliance-related technology brought on by the increased use of cloud software, data standardisation and a new application of the software as a service (SaaS) model: compliance as a service (CaaS).
The Financial Services Commission (FSC) has fined Goldman Sachs for short-selling without securing underlying assets.
Across the globe, every country with a stock exchange has some form of major shareholding (US: beneficial ownership) disclosure regulation.