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Why the compliance challenge of aggregation is often underestimated

Why the compliance challenge of aggregation is often underestimated

Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.

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Recent blogs
CaaS: The Challenges of Data Sourcing
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COVID-19 and Brexit: To Absent Frenemies
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Diminishing Limit Contracts
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Further Covid-19 Regulatory Updates
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Latest articles

CaaS: The Challenges of Data Sourcing

CaaS: The Challenges of Data Sourcing

This blog series looks at how compliance can be automated & how ‘compliance as a service’ (CaaS) has become a reality. Here we focus on the challenges around data sourcing. 

COVID-19 and Brexit: To Absent Frenemies

COVID-19 and Brexit: To Absent Frenemies

Given the unprecedented effects of the COVID-19 pandemic, the current state of Brexit negotiations are providing a working example of what can happen when it is unclear who ...

Diminishing Limit Contracts

Diminishing Limit Contracts

We recently saw the price of “WTI” futures for the May delivery month traded on the New York Mercantile Exchange crash below zero for the first time in history.

Further Covid-19 Regulatory Updates

Further Covid-19 Regulatory Updates

In unison with the reduced ESMA reporting thresholds and outright short-selling bans seen across Europe, it is arguable that Covid-19 is acting as the largest regulatory ...

ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community

ESMA 'Risk of Delay' To Financial Reporting Highlights Value of FundApps' Compliance Community

The European Securities and Markets Authority (ESMA) recently issued a Public Statement highlighting the likely knock-on effects of the COVID-19 pandemic on the publishing of ...