Position Limits keep vying for the compliance spotlight, and for good reason.

Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.

by Sally Yates Jan 27, 2023 Read More

Monitoring Position Limits with a Difference - The FundApps Way

An overview of FundApps vs. Competitors in the Position Limits monitoring space

by Ben Richards Feb 24, 2022 Read More

New CFTC Rules - Know Your Position Limits

Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.

by Kallie Price Dec 6, 2021 Read More

CFTC clamps down on Position Limits violations

CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.

by Frederick Godsell Oct 21, 2021 Read More

Stuck between being a B-Corp & a RegTech - Position Limits & the EU Carbon Markets

Call for ESMA to impose position limits on carbon emissions amidst hedge fund speculation.

by Nick Krzywkowski Sep 23, 2021 Read More

Monitoring Position Limits with Exemptions & Custom Limits

How to monitor exemptions and custom limits for MiFID II and CFTC Position Limits for derivatives.

by Carol Cardoso Jul 2, 2021 Read More

Missing Data in Position Limits - How we solve one of the industry’s biggest problems

How to overcome missing data for MiFID II and CFTC Position Limits for derivatives.

by Yvette Pinder Jun 14, 2021 Read More

Make America Grate Again - Cheese futures soar in anticipation of US grilling season

Cheddar Cheese futures are soaring with high levels of trading activity in the Chicago Mercantile Exchange (CME) Cheese Futures Contract.

by Nick Krzywkowski Apr 30, 2021 Read More

How to use Position Limits to improve communication between teams

The communication between traders, PMs, compliance, and operations is known to be particularly difficult in the position limits monitoring world. To help, we've introduced commenting functionality.

by Carol Cardoso Mar 29, 2021 Read More

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

The European Securities and Markets Authority (ESMA) announces changes to MiFID II Recovery Package for position limits on commodity derivatives.

by Carl Lerigo Mar 24, 2021 Read More

Webinar: CFTC Rule Changes & Cross-Exchanges Limits

In this webinar recording our team discuss the upcoming CFTC rule changes and cross-exchange limits under the CFTC and MiFID II.

by Kallie Price Mar 4, 2021 Read More

CFTC Federal Position Limits on Economically Equivalent Swaps

In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on “economically equivalent swaps”.

by Ralitza Pangeva Feb 18, 2021 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

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Resources

Position Limits keep vying for the compliance spotlight, and for good reason.

Monitoring Position Limits with a Difference - The FundApps Way

New CFTC Rules - Know Your Position Limits

CFTC clamps down on Position Limits violations

Stuck between being a B-Corp & a RegTech - Position Limits & the EU Carbon Markets

Monitoring Position Limits with Exemptions & Custom Limits

Missing Data in Position Limits - How we solve one of the industry’s biggest problems

Make America Grate Again - Cheese futures soar in anticipation of US grilling season

How to use Position Limits to improve communication between teams

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

Webinar: CFTC Rule Changes & Cross-Exchanges Limits

CFTC Federal Position Limits on Economically Equivalent Swaps

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