New CFTC Rules - Know Your Position Limits

Summary of the upcoming CFTC’s Final Rule changes. Includes new federal spot month position limits, updates to exchange-set limits and rules on economically equivalent swaps.

by Kallie Price Dec 6, 2021 Read More

CFTC clamps down on Position Limits violations

CFTC, the U.S derivatives markets regulator, issues large fine to Tyson Foods for violating position limits monitoring due to aggregation errors.

by Frederick Godsell Oct 21, 2021 Read More

Stuck between being a B-Corp & a RegTech - Position Limits & the EU Carbon Markets

Call for ESMA to impose position limits on carbon emissions amidst hedge fund speculation.

by Nick Krzywkowski Sep 23, 2021 Read More

Monitoring Position Limits with Exemptions & Custom Limits

How to monitor exemptions and custom limits for MiFID II and CFTC Position Limits for derivatives.

by Carol Cardoso Jul 2, 2021 Read More

Missing Data in Position Limits - How we solve one of the industry’s biggest problems

How to overcome missing data for MiFID II and CFTC Position Limits for derivatives.

by Yvette Pinder Jun 14, 2021 Read More

Make America Grate Again - Cheese futures soar in anticipation of US grilling season

Cheddar Cheese futures are soaring with high levels of trading activity in the Chicago Mercantile Exchange (CME) Cheese Futures Contract.

by Nick Krzywkowski Apr 30, 2021 Read More

How to use Position Limits to improve communication between teams

The communication between traders, PMs, compliance, and operations is known to be particularly difficult in the position limits monitoring world. To help, we've introduced commenting functionality.

by Carol Cardoso Mar 29, 2021 Read More

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

The European Securities and Markets Authority (ESMA) announces changes to MiFID II Recovery Package for position limits on commodity derivatives.

by Carl Lerigo Mar 24, 2021 Read More

Webinar: CFTC Rule Changes & Cross-Exchanges Limits

In this webinar recording our team discuss the upcoming CFTC rule changes and cross-exchange limits under the CFTC and MiFID II.

by Kallie Price Mar 4, 2021 Read More

CFTC Federal Position Limits on Economically Equivalent Swaps

In accordance with Dodd-Frank, the CFTC is turning its gaze towards the OTC markets. Under the Final Rule, the CFTC sets out its intentions to impose position limits on “economically equivalent swaps”.

by Ralitza Pangeva Feb 18, 2021 Read More

How does the CFTC’s Final Rule on Position Limits impact US exchanges?

We explore the changes set out by the CFTC’s Final Rule on Position Limits, specifically looking at the impact on exchange-imposed Position Limits across US exchanges (e.g. CME, CBOE, CFE, CBOT, COMEX, NYBOT, NYMEX).

by Linsey Cobban Feb 17, 2021 Read More

The Final Rule: Updates to the CFTC’s Federal Position Limits

In part 2 of our CFTC blog series, we discuss changes made by the Final Rule to Federal position limits across spot month position limits as well as non-spot month position limits.

by Eliza Adriani Feb 11, 2021 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

Join our Compliance Community

Become a FundApper!

Resources

New CFTC Rules - Know Your Position Limits

CFTC clamps down on Position Limits violations

Stuck between being a B-Corp & a RegTech - Position Limits & the EU Carbon Markets

Monitoring Position Limits with Exemptions & Custom Limits

Missing Data in Position Limits - How we solve one of the industry’s biggest problems

Make America Grate Again - Cheese futures soar in anticipation of US grilling season

How to use Position Limits to improve communication between teams

ESMA relaxes MiFID II position limits to help boost post Covid-19 recovery

Webinar: CFTC Rule Changes & Cross-Exchanges Limits

CFTC Federal Position Limits on Economically Equivalent Swaps

How does the CFTC’s Final Rule on Position Limits impact US exchanges?

The Final Rule: Updates to the CFTC’s Federal Position Limits

Recent Posts

Stay in the know!

LONDON
OFFICE

NEW YORK
OFFICE

SINGAPORE OFFICE

COMMUNITY RESOURCES

Love what you see?
Stay up-to-date with the latest regulatory updates and FundApps news delivered straight to your inbox!

Follow us