Resources

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

by Ben Richards Aug 23, 2022 Read More

Spanish SCRIP Dividends

A favourite amongst Spanish Banks, SCRIP dividends allow investors the option to receive additional shares instead of receiving a cash dividend.

by Ben Richards Oct 22, 2020 Read More

Introducing our Global Company Database

Integrated with GLEIF, the “Global Companies Database” takes all the available information and super charges it with data relevant to compliance and beyond.

by Ben Richards Sep 5, 2019 Read More

Adding Denominator Discrepancy by Issuer to AC/DC

FundApps users have the unique advantage of being able to use the automated check to validate their denominator data. Save time from manual checks, increase your confidence in data accuracy, avoid misreporting and reputational damage.

by Ben Richards Jul 18, 2019 Read More

Issuer Limits 2.0

The FundApps Shareholding Disclosure Service sources issuer specific thresholds and monitors customer positions against such thresholds, alerting when a disclosure is required.

by Ben Richards May 15, 2019 Read More

Takeover Panel Data - The best things in life are free

For 7 years FundApps has been sourcing takeover panel data and we are now offering it for free, for any compliance team filling takeover panel disclosures.

by Ben Richards Apr 10, 2019 Read More

FIRDS - Can you handle the Deltas?

In supporting all FIRDS files published by ESMA, FundApps makes sure our customers’ positions are always checked against the latest version of FIRDS, ensuring their results are as accurate as possible.

by Ben Richards Dec 14, 2018 Read More

Never Get Caught Short in Hong Kong

When calculating short selling exposure to determine reportable positions in Hong Kong, rates change daily, so keeping on top of the official values each time exposure is calculated is a challenge for any manual process.

by Ben Richards Nov 16, 2018 Read More

Target the source of denominator-checking pain

The Automated Community Denominator Check (AC/DC) utilises our Community to highlight differences between the Denominator values (e.g total shares outstanding, total voting rights).

by Ben Richards Aug 1, 2018 Read More

Enabling our clients' daily workflow automation even further

FundApps clients can now review the values that are pre-populated within the UI before actually generating the disclosure form.

by Ben Richards Jul 16, 2018 Read More

Updates to South Korean Short Selling Regulation

Further to our blog post back in March on Korean short selling, the FSC, Korea’s Financial Services Commission, is planning further updates to the short selling regimes to be implemented this year, including increasing possible fines.

by Ben Richards Aug 24, 2017 Read More

German Regulator BaFin Increases Maximum Fine Guidelines

The new rules, introduce the possibility of revenue based or profit-based calculation of the relevant fines, including a maximum fine of 5% of annual turnover.

by Ben Richards May 9, 2017 Read More

Case Study: A Swiss Asset Manager

Regulation: ASIC Short Position Reporting

Join our Compliance Community

Become a FundApper!

Applying Expertise Beyond Regulatory Guidance

Spanish SCRIP Dividends

Introducing our Global Company Database

Adding Denominator Discrepancy by Issuer to AC/DC

Issuer Limits 2.0

Takeover Panel Data - The best things in life are free

FIRDS - Can you handle the Deltas?

Never Get Caught Short in Hong Kong

Target the source of denominator-checking pain

Enabling our clients' daily workflow automation even further

Updates to South Korean Short Selling Regulation

German Regulator BaFin Increases Maximum Fine Guidelines

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