Blogs
Dec 10 2025
SEC extends Rule 13f-2 and Form SHO compliance to 2028 (again)
The SEC has postponed Rule 13f-2 and Form SHO compliance to 2028. Learn what led to the delay after the Fifth Circuit remand and how managers should respond.
Recent blogs
Jul 24 2020
Threshold change proposal for US 13F - The death knell of transparency?
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6 mins
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
6 mins
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.