Blogs
Mar 9 2026
A new era of sanctions enforcement
Sanctions enforcement has changed. Regulators now ask a tougher question: should firms have detected the risk before the breach happened?
Recent blogs
Jul 24 2020
Threshold change proposal for US 13F - The death knell of transparency?
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6 mins
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
6 mins
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.