Blogs
Oct 17 2025
Compliance Connect Takeaways: SEC Leadership
Five takeaways from our panel on how SEC Leadership is evolving under the Trump administration, and what that means for investment managers.
Recent blogs
Jul 24 2020
Threshold change proposal for US 13F - The death knell of transparency?
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6 mins
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
6 mins
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.