Blogs
Jun 2 2026
The UK's new position limits regime: what changes on 6 July
The FCA is replacing its MiFID II-derived position limits framework with a new exchange-led model. Here's what firms need to know before 6 July.
Recent blogs
Jul 24 2020
Threshold change proposal for US 13F - The death knell of transparency?
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6 mins
Threshold change proposal for US 13F - The death knell of transparency?
The SEC has proposed to raise the disclosure threshold for 13F filings from $100m to $3.5bn. Is this the death knell of transparency into investment behaviour?
6 mins
Invest in CaaS to Improve Compliance, Not Simply to Reduce Costs
Similar to many investments during our lifetime, it is vital to consider the short and long term benefits of choosing a compliance-as-a-service solution.