Position Limits Webinar: CFTC Rule Changes & Cross-Exchange Limits

Trading stocks

 

There's lots going on in the world of Position Limits with the first set of the CFTC's upcoming rule changes becoming active from the 15th March. 

To help, we hosted this webinar where our team discussed:

  • An overview of CFTC rule changes
  • Cross-exchange limits under the CFTC and MiFID II
  • How we handle our clients' source data so that it can be effectively used for Position Limits monitoring
  • The roadmap for FundApps' automated Position Limits service

Please fill in the form to receive a link to the webinar recording via email.

Speakers

Nick Krzywkowkski
Sales Manager

Nick began his career with Citigroup, working across their Equities and Commodities divisions. Having witnessed the rising tide of regulatory compliance first hand in the banking and asset management industries, he decided to make the switch to FundApps.

Carol Cardoso
Product Owner

Originally an Economist, Carol spent 8 years working for various investment banks prior to moving to London. After grasping the opportunity to become a Product Owner for an FMCG company a few years ago, she fell in love with the role and the rest is history!

Ebbe Filt
Lead Solution Engineer

Ebbe left Denmark after working at Nordea as a portfolio analyst. Answering the call of his country he's recently moved back, supporting the BD team remotely using his in-depth knowledge of the FundApps platform, regulatory compliance and challenges faced by compliance professionals.

Brendan Lee
Client Success Manager

Extending the Client Success team's coverage to Asia, Brendan joins us from Singapore. Prior to joining FundApps, he worked in Trading and Market Risk and has recently completed his MBA at Imperial.