Detailed and carefully explained information presented in a straightforward manner is difficult to find when it comes to short selling regulation.
Here we present a concise overview of the regulation and associated common challenges without dumbing things down - helping Compliance Associates and Managers gain insight into how it’s typically done by a range of asset managers and hedge funds from across the world.
The information presented here provides an easy-to-access means of evaluating knowledge and asking the important questions, including, “have we got this right?".
Covering an introduction to short selling regulation and it’s background, we progress to disclosure thresholds and filing deadlines before tackling complexities including short selling bans, gold plating requirements as well as the netting methodology.
Providing new knowledge you can immediately put into practice, our short selling webinar is the ideal way in which you can start to think about whether your processes and team’s knowledge hold any major gaps.
To gain reassurance that you’re doing things right, please fill in the form. You will then be emailed a link to the webinar.
Karl comes to us all the way from sunny California and recently swapped London for Amsterdam. He has a decade’s worth of expertise working in compliance for asset managers in the US, Switzerland & UK.
In his free time, Karl enjoys attempting to lay down vocal or keyboard tracks in the studio.
Originally from Germany, Peter has been living in New York City for the past 2 and a half years. Prior to FundApps, he sharpened his client services skills working for various international corporate and political organisations.
Peter prides himself on owning seven different coffee-making devices, of which he knows how to use four.
Owning three passports and having lived in 8 different cities across 5 countries, Max made the move to England a few years ago to study Economics and Finance at Bristol University. Following this, he has now settled in London as part of the FundApps Client Services team.
When he’s not in the office Max can usually be found enjoying a drink in the nearest pub.