Blogs

Posts by Felix Bumer
Where Data Gets Your Shareholding Disclosure Wrong

Where Data Gets Your Shareholding Disclosure Wrong

Discover the importance of data in shareholding disclosure and how it serves as the foundational pillar for compliance.

Short Selling Regulation Review: Our Response to the Call for Evidence

Short Selling Regulation Review: Our Response to the Call for Evidence

FundApps' letter to His Majesty’s Treasury (HMT) after a call for evidence was issued to improve the UK’s Short Selling Regulation (SSR).

Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach

Hong Kong hedge fund fined HK$1.75mn by SFC for EU short selling breach

A Hong Kong hedge failed to make 155 notifications to the FCA and 153 disclosures to the public of its net short position in Premier Oil.

SEC: Changes to Private Fund Reporting for US Investment Advisers

SEC: Changes to Private Fund Reporting for US Investment Advisers

On 10 August 2022, the SEC voted 3-2 to propose amendments to Form PF (‘the Form’).

The EU’s MiCA - the ‘Mini-MiFID’

The EU’s MiCA - the ‘Mini-MiFID’

In late June, the Council presidency and the European Parliament reached provisional agreement to introduce the Markets in Crypto-assets (MiCA) directive.