Blogs
Posts tagged with Shareholding Disclosure
4 mins
REGION LEADR: big Shareholding Disclosure takeaways for key regions
Explore key takeaways from Let's Talk: LEADR webinar, covering key regions like Japan, the EU, & the US and stay informed on regulatory changes & market trends.
5 mins
Why the compliance challenge of aggregation is often underestimated
Discover how aggregation plays a vital role in the LEADR framework and the obstacles financial institutions encounter in meeting regulatory compliance.
4 mins
The new US short selling rules: what’s going to be difficult for compliance officers?
New US short selling rules bring challenges for compliance officers: expanded reporting, XML filings, issuer thresholds, and daily position tracking.
2 mins
Why (proper) shareholding disclosure doesn't end at delegation
Delegation is common practice in investment management, especially for endowments and pensions. Unfortunately, it is not as simple as it seems.