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Blog

David Polonsky

Recent Posts

Rule Commentary - Connect with a World of Legal Experts

Rule Commentary is changing how people discuss regulation. Read More

Topics: Roadmap, Rule Commentary

Sacré bleu! Best Practices for French and Belgian Issuer Limits

Issuer Limits for France and Belgium can be terribly difficult to manage, FundApps can help automate this. Read More

Topics: Disclosure, Crowdsourcing Data, Issuer Limits, France, Belgium

TD2 - 3 Months in, What is Going on?

What is happening with TD2? Check out the infographic to find out Read More

Topics: Disclosure, Transparency Directive

FundApps nominated to #FutureFifty

FundApps proud to announce its place in FutureFifty Read More

Topics: FutureFifty, Awards

Transparency Directive Amendment - a look into sanctions, reporting, and requirements for being exempt

The Financial Conduct Authority and Her Majesty’s Treasury have made some significant changes in its draft of the implementation of the Transparency Directive Amended Directive (Directive 2013/50/EU, which amends 2004/109/EU). In part 1 of our blog series about the Transparency Directive, we focused on the global changes to the Directive, in particular the adjustments prescribed for the financial instruments captured, aggregation methods, and calculations on the percentage of holdings. Read More

Topics: Disclosure, Industry News, Transparency Directive, FTC

The Cautionary Tale of Third Point, HSR Act, and 13D Filings

There is much confusion surrounding regulatory filings. Unfortunately, there can be hefty fines if you get it wrong. Read More

Topics: HSR Act, FTC, 13D, Filing, Fines, Third Point

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