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Posts by FundApps
What are EEOTC Commodity Derivatives? | FundApps
Discover the reality of EEOTC commodity derivatives and how the inclusion of OTC in the scope of MiFID II will impact position limits and reporting regulations.
How are CFTC Position Limits calculated?
In the US, the CFTC makes provisions for the exchanges to set the specific position limits that can be accumulated by the market participant on their exchange.
German Regulator BaFin Increases Maximum Fine Guidelines
The new rules, introduce the possibility of revenue based or profit-based calculation of the relevant fines, including a maximum fine of 5% of annual turnover.
New Iceland Short Selling Rules | FundApps
Iceland has confirmed its decision to incorporate the regulation into national law through a financial circular. Learn more about Iceland's short selling rules.
Overheated Short Selling In South Korea | Fund Apps
After March 2017, stocks with a sudden and abnormal increase of short selling over a trading day will be designated as “overheated short-selling stocks”.
The Challenges of Position Limit Monitoring
FundApps' Position Limits service notifies users of approaching limits and makes it straightforward to share information with traders and compliance teams.
The TDA and Horizontal Aggregation
Find out more about TDA and horizontal aggregation of holdings & what this means for holding shares and financial instruments from our team of specialists.
Changes in Hong Kong Short Position Reporting
With effect from 15 March 2017, the Securities and Futures Commission is expanding the existing short position reporting requirements in Hong Kong.
From the Content Team: The Impact of Multi-level Derivatives on Shareholding Disclosure
Multi-level derivatives can quickly become the undoing of even the most capable compliance team, due to their extremely complex and intricate nature.