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The Tightest Deadlines in Shareholding Disclosure Obligations | FundApps
Discover which countries have the toughest deadlines, calculations & sanctions when it comes to Shareholding Disclosure Obligations in #1 of our 3-part series.
Position Limits on the Hong Kong Stock Exchange
What are some of the nuances that exist when monitoring holdings listed on the HKEX, including netting, aggregation, and calculating contract exposure?
An Overview of CFTC and MiFID II Position Limits | FundApps
With the implementation of MiFID II, many questions are still unanswered. Our article can help you find out more about the CFTC and exchange-based limits.
MiFID II: Understanding the Hedging Exemption
Read more on MiFID and understand the hedging exemption & why positions that are held by non-financial entities, must not be counted towards the limits.
What are EEOTC Commodity Derivatives? | FundApps
Discover the reality of EEOTC commodity derivatives and how the inclusion of OTC in the scope of MiFID II will impact position limits and reporting regulations.
How are CFTC Position Limits calculated?
In the US, the CFTC makes provisions for the exchanges to set the specific position limits that can be accumulated by the market participant on their exchange.
German Regulator BaFin Increases Maximum Fine Guidelines
The new rules, introduce the possibility of revenue based or profit-based calculation of the relevant fines, including a maximum fine of 5% of annual turnover.
New Iceland Short Selling Rules | FundApps
Iceland has confirmed its decision to incorporate the regulation into national law through a financial circular. Learn more about Iceland's short selling rules.
Overheated Short Selling In South Korea | Fund Apps
After March 2017, stocks with a sudden and abnormal increase of short selling over a trading day will be designated as “overheated short-selling stocks”.