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Posts by FundApps
Senior voices, big insights: Compliance LEADR 2024 in review
Highlights from Compliance LEADR 2024, where experts discussed the future of regulatory compliance at London’s Royal Lancaster Hotel.
Let’s Talk SEC: A ‘short’ update - what the experts are saying now
Grab the headline items from FundApps' recent Let's Talk webinar. Our panel of legal experts answered around extraterritoriality, Threshold B, opinion timeframes and so much ...
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
When Sensitive Industries contains more Known Unknowns than Known Knowns
Explore the challenges and solutions of navigating the intricate landscape of Sensitive Industries, and gain a deeper understanding of the complexities.
Would you make the cut with your Sensitive Industries knowledge?
The Olympics have parallels with Sensitive Industries in terms of dominant countries & diverse qualifying criteria. If it was a sport, would you make the cut?
REGION LEADR: big Shareholding Disclosure takeaways for key regions
Explore key takeaways from Let's Talk: LEADR webinar, covering key regions like Japan, the EU, & the US and stay informed on regulatory changes & market trends.
SFC announces changes to Position Limit regime
The first changes to the SFC Position Limit Regime since 2017 take effect on 22 December 2023, altering four major requirements for investment managers.
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
LEADR: 5 Pillars of Shareholding Disclosure | FundApps
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.