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Peeling Back the Layers of Position Limits

Peeling Back the Layers of Position Limits

Position Limits cover the purchase and trading of a broad set of derivatives across asset classes and instruments. Where did it all start?

GICS Changes in March to Impact Sensitive Industries Monitoring

GICS Changes in March to Impact Sensitive Industries Monitoring

The Global Industry Classification Standard is changing 17 March 2023, and investment management companies will need to reflect changes to stay compliant.

Position Limits keep vying for the compliance spotlight, and for good reason

Position Limits keep vying for the compliance spotlight, and for good reason

Our latest blog focuses on how derivatives limit monitoring is still a moveable feast and needs to be kept on top of, highlighting changes in 2022.

What happens when you host your first in-person events in three years?

What happens when you host your first in-person events in three years?

We've summarised a few magical moments and the behind-the-scenes effort that goes into hosting our in-person events that make it all worth it.

US Client Conference 2022: Key Takeaways

US Client Conference 2022: Key Takeaways

Our AMER client conference included innovative workshops, interactive sessions and an opportunity to connect to the fellow compliance professionals.

Applying Expertise Beyond Regulatory Guidance

Applying Expertise Beyond Regulatory Guidance

We explore how FundApps have established a regulatory framework for how an investment should or should not be included in a Shareholding Disclosure check.

International Women’s Day 2022

International Women’s Day 2022

Learn how FundApps is showing its support and making progress towards gender diversity and inclusion on International Women's Day 2022 from gap pay to leadership.

Changes to Section 13 & Short Sale Requirements | FundApps

Changes to Section 13 & Short Sale Requirements | FundApps

Discover more about the new, proposed changes to Section 13 and the beneficial ownership and short-selling by the SEC from head of FundApps North America.

SEC Proposes Short Sale Disclosure Rule | FundApps

SEC Proposes Short Sale Disclosure Rule | FundApps

Learn about how the Securities and Exchange Commission have proposed a new Rule 13f-2 that will increase market transparency regarding short selling.