Blogs
Posts by FundApps
US Short Selling: will 13f-2 be partially or completely vacated?
Join FundApps’ expert panel webinar on Oct 22 2024, to discuss SEC short selling rules and hear Andy Haldane speak at Compliance LEADR in November.
When Sensitive Industries contains more Known Unknowns than Known Knowns
Explore the challenges and solutions of navigating the intricate landscape of Sensitive Industries, and gain a deeper understanding of the complexities.
Would you make the cut with your Sensitive Industries knowledge?
The Olympics have parallels with Sensitive Industries in terms of dominant countries & diverse qualifying criteria. If it was a sport, would you make the cut?
REGION LEADR: big Shareholding Disclosure takeaways for key regions
Explore key takeaways from Let's Talk: LEADR webinar, covering key regions like Japan, the EU, & the US and stay informed on regulatory changes & market trends.
SFC announces changes to Position Limit regime
The first changes to the SFC Position Limit Regime since 2017 take effect on 22 December 2023, altering four major requirements for investment managers.
Why Community is the X Factor of Compliance
Discover the power of community & collaboration in the financial industry and why a diverse community leads to innovation, productivity, & compliance.
LEADR: 5 Pillars of Shareholding Disclosure | FundApps
Introducing LEADR, a framework to assess your systems and processes for monitoring and reporting beneficial ownership. Discover this new piece of technology.
Why you should care about the latest SEC disclosure regulations
The latest SEC disclosure regulations have brought significant changes to beneficial ownership reporting and short sale disclosure rules.
Why Derivatives Limit Monitoring Needs Automation
Learn why derivatives limit monitoring needs automation & why a manual intervention process, takes an inordinate amount of effort to keep working effectively.