Blogs

Sourcing Position Limits Calendar Information | FundApps

Sourcing Position Limits Calendar Information | FundApps

Exchange calendar information is necessary for calculating spot month position limits & meeting compliance. Read more on sourcing position limits information.

How are CFTC Position Limits calculated?

How are CFTC Position Limits calculated?

In the US, the CFTC makes provisions for the exchanges to set the specific position limits that can be accumulated by the market participant on their exchange.

Hong Kong Short Position reporting & dizzying denominators

Hong Kong Short Position reporting & dizzying denominators

Short position reporting in Hong Kong is particularly complex, as the SFC requires that the calculation utilises official data directly from the HKEX.

German Regulator BaFin Increases Maximum Fine Guidelines

German Regulator BaFin Increases Maximum Fine Guidelines

The new rules, introduce the possibility of revenue based or profit-based calculation of the relevant fines, including a maximum fine of 5% of annual turnover.

New Iceland Short Selling Rules | FundApps

New Iceland Short Selling Rules | FundApps

Iceland has confirmed its decision to incorporate the regulation into national law through a financial circular. Learn more about Iceland's short selling rules.

Overheated Short Selling In South Korea | Fund Apps

Overheated Short Selling In South Korea | Fund Apps

After March 2017, stocks with a sudden and abnormal increase of short selling over a trading day will be designated as “overheated short-selling stocks”.

The Challenges of Position Limit Monitoring

The Challenges of Position Limit Monitoring

FundApps' Position Limits service notifies users of approaching limits and makes it straightforward to share information with traders and compliance teams.

The TDA and Horizontal Aggregation

The TDA and Horizontal Aggregation

Find out more about TDA and horizontal aggregation of holdings & what this means for holding shares and financial instruments from our team of specialists.

Changes in Hong Kong Short Position Reporting

Changes in Hong Kong Short Position Reporting

With effect from 15 March 2017, the Securities and Futures Commission is expanding the existing short position reporting requirements in Hong Kong.