Blogs
The TDA and Horizontal Aggregation
Find out more about TDA and horizontal aggregation of holdings & what this means for holding shares and financial instruments from our team of specialists.
Changes in Hong Kong Short Position Reporting
With effect from 15 March 2017, the Securities and Futures Commission is expanding the existing short position reporting requirements in Hong Kong.
13F: More than Meets Excel
Looking for 13F data in a usable format? Automate the entire process and avoid using Excel to meet 13F filing requirements.
Shareholding Disclosure Webinar | FundApps
Watch our webinar on Shareholding Disclosure, hosted by Thomson Reuters. Learn more about disclosure requirements and common pitfalls in the industry with FundApps
From London to New York | Our New York Office | FundApps
As more than 50% of FundApps’ clients are based in North America we decided to open our first ever international office in the city of New York. Learn more.
From the Content Team: The Impact of Multi-level Derivatives on Shareholding Disclosure
Multi-level derivatives can quickly become the undoing of even the most capable compliance team, due to their extremely complex and intricate nature.
White Paper: Shareholding Disclosure in Sweden
FundApps have written a whitepaper covering major shareholding and short selling contravention in Sweden, including statistical analysis of over 7,450 filings.
From the Content Team: Japanese Delta Hedging
This post explains the exemption on sales of shares in connection with long convertibles, in the Japanese short selling disclosure regime.
From The Content Team: The ‘Florange Law’ and Double Voting Rights
In early 2014 the French government brought into force ‘The Florange Act’, with its biggest impact being on the ‘one share is equal to one vote’ principle.