Blogs
Part 2: Complex Calculations and Disclosure Obligations by Country
Discover part two of our Complex Calculations series where we discuss which countries have the toughest shareholding disclosure obligations with deadlines.
The Tightest Deadlines in Shareholding Disclosure Obligations | FundApps
Discover which countries have the toughest deadlines, calculations & sanctions when it comes to Shareholding Disclosure Obligations in #1 of our 3-part series.
Position Limits on the Hong Kong Stock Exchange
What are some of the nuances that exist when monitoring holdings listed on the HKEX, including netting, aggregation, and calculating contract exposure?
An Overview of CFTC and MiFID II Position Limits | FundApps
With the implementation of MiFID II, many questions are still unanswered. Our article can help you find out more about the CFTC and exchange-based limits.
MiFID II: Understanding the Hedging Exemption
Read more on MiFID and understand the hedging exemption & why positions that are held by non-financial entities, must not be counted towards the limits.
What are EEOTC Commodity Derivatives? | FundApps
Discover the reality of EEOTC commodity derivatives and how the inclusion of OTC in the scope of MiFID II will impact position limits and reporting regulations.
The FCA and Individual Accountability | FundApps
Slowly but surely clarifying and reinforcing expectations, discover what failing to comply with regulations set out by the FCA will mean for you in our blog.
White Paper: A Guide to MiFID II Position Limits | FundApps
Our guide details what the rules mean for those trading commodity derivatives, and explains what firms need to avoid sanctions & penalties for non-compliance.
Sourcing Position Limits Calendar Information | FundApps
Exchange calendar information is necessary for calculating spot month position limits & meeting compliance. Read more on sourcing position limits information.